Tag Archives: Lean & Agile Auditing

Lean & Agile Internal Audit Methodology toolkit for purchase

I have worked with many clients to develop a lean and agile audit methodology and up-date their audit manual.

In response to requests, I have summarised the key good practices into one manual, aligned to the IIA IPPF 2017 framework.

Key lean/agile principles are outlined:

The lean and agile internal audit methodology toolkit is written for immediate use by any internal audit team covering:

  • Assignment planning
  • Assignment execution
  • Assignment reporting
  • Follow-up and feedback

The document comprises 80+ slides explaining good practice in a granular/modular way:

The methodology toolkit also contains templates, advise on ratings, dealing with sensitive issues and how to manage advisory assignments.

It can either be used to benchmark an existing audit methodology for lean/agile ways of working or it can be used as the starting point for a new audit team that needs to write an audit manual.

The toolkit costs £500+VAT but will save those who use it many days of effort. For more information contact info@RiskAI.co.uk


Training & development online/ webinars

As we adjust to new ways of working I have been working with my friends in the IIA across Europe to deliver engaging webinars on a range of key topics.

Details of internal audit webinars are as follows:


  • Auditing culture – 9 June
  • Root cause analysis – 10 June
  • Lean and agile audit in the COVID era – 15 June
  • Urgent responses to Covid 19 – 16 June
  • Managing yourself and others in challenging times – 18 June
  • Assurance mapping – 23 June
  • Heads of internal audit – induction masterclass – 24-25 June


  • Assurance over GRC – PM 26th May and AM 27th May
  • Lean and Agile Auditing – PM 27th May and AM 28th May
  • Root Cause Analysis – PM 28th May and AM 29th May

IIA Finland:

  • Auditing Culture – PM 1st June and AM 2nd June
  • Assurance Mapping – PM 11th June and AM 12th June

IIA Norway:

  • Lean and Agile Audit in the Covid Era – PM 2nd June and AM 3rd June
  • Assurance Mapping – PM 3rd June and AM 4th June

Timings for split sessions are as follows:
Morning sessions are 09.00 to 12.15 local time
Afternoon sessions are 13.00 to 16.30 local time

E-mail info@RiskAI.co.uk for more information, including tailored training on other topics.

Hope you can join me…

Chairing the EU Audit conference on Creativity & Innovation in Internal Auditing

I was very pleased to be involved with a team from the European Union Internal Audit Service to chair their 1 day workshop on Creativity & Innovation in Internal Auditing in October 2017.

James Paterson

The agenda was packed with interesting topics and great speakers. The main themes were:

  • The history of Accounting and Auditing – with insights into what might happen in the future
  • The impact of technology on business and internal audit – we covered; A, B, C, D: AI, BlockChain, Cyber and Data but surprisingly it emphasised the importance of not thinking technology should be even the main focus
  • Auditing Culture and Auditing behaviour – emphasising the importance of looking at these areas
  • Lean auditing and agile ways of working (which I also participated in) – highlighting that Value and Productivity needed to be an essential area of focus for Internal Audit teams going forward.

Slides are available through the following link:


The conference web stream is available through this link:

Hope some of this material is of interest.

The Routledge Companion to Lean Management

The Routledge Companion to Lean Management is about to be published and contains an new article on ‘Lean Auditing’ by James Paterson.

‘I feel proud to have been included in this book with so many notable lean experts’.
James Paterson

The book is edited edited by Torbjorn H. Netland and Daryl J. Powell. They have produced a nice video to explain Lean, and the contents of the book, in simple terms: Continue Reading

Speaking at IIA International Conference

IIA International Conference, 17 – 20 July 2016, New York, USA.

Lean Auditing: How, What and Why?
James Paterson | Director, Risk & Assurance Insights Ltd.

In this session, participants will:

  • Discuss the definition and theory of Lean Auditing.
  • Learn how Lean Auditing can offer a back-to-basics way of looking at value and efficiency in audit.
  • Explore what stakeholders want and do not want, and how Lean Auditing can serve those requirements.
  • Identify new approaches to assignment planning and delivery based on the precepts of Lean Auditing.

Further details about the conference can be found here.

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