Many clients recognize that a lack of clarity about roles is a common root cause for audit findings. This toolkit provides a practical way of fast tracking the debate about accountabilities in the context of compliance issues into a proven framework.
It sets out:
- Key steps for an effective compliance programme
- Key roles in the first, second and third lines of defense
- Likely accountabilities
- Draft job descriptions in respect of compliance key first, second and third line roles
This toolkit can fast track discussions about roles and responsibilities which can be used to set up a compliance programme or be used as a foundation for compliance risk assurance mapping efforts.
After purchase you will receive an email with a link to download your files.